ORDER AND OPINION (1) GRANTING IN PART AND DENYING IN PART DEFENDANT'S MOTION FOR JUDGMENT ON THE PLEADINGS, (2) GRANTING IN PART AND DENYING IN PART PLAINTIFFS' MOTION FOR SUMMARY JUDGMENT, (3) GRANTING IN PART AND DENYING IN PART PLAINTIFFS' MOTION FOR PERMANENT INJUNCTION, AND (4) STAYING EFFECT OF JUDGMENT PENDING COMPLETION OF APPEALS
ORTRIE D. SMITH, Senior District Judge.
Plaintiffs seek to vindicate their fundamental right to marry, irrespective of the gender of the person they wish to wed. They have sued Robert Kelly, in his official capacity as Director of the Jackson County Department of Recorder of Deeds, seeking to enjoin enforcement of state law—including provisions of the Missouri Constitution and the Revised Missouri Statutes—that would preclude Defendant from issuing the marriage license they seek.
The State of Missouri ("the State") intervened as of right pursuant to section 527.110 of the Revised Missouri Statutes in order to defend the constitutionality of these provisions. The State then removed the case to federal court and Kelly has taken no action other than to consent to the removal.
Plaintiffs Kyle Lawson and Even Dahlgren, both of whom are male, desire to be married. Plaintiffs Angela Curtis and Shannon McGinty, both of who are female, desire to be married. Both couples comply with all marriage requirements imposed by Missouri law save one: they seek to marry a person of the same gender. In June 2014, Lawson and Dahlgren went to the Jackson County Recorder of Deeds to obtain a marriage license; their application was rejected. Separately (but also in June 2014), Curtis and McGinty went to the Jackson County Recorder of Deeds to obtain a marriage license; their application was also rejected.
In 1996, the Missouri General Assembly passed (and the Missouri Governor signed) a law declaring that "[i]t is the public policy of this state to recognize marriage
These statutory and constitutional provisions provide the basis for Kelly's refusal to issue Plaintiffs the marriage licenses they sought. Plaintiffs present three claims. Count I asserts these provisions deprive Plaintiffs of the fundamental right to marry in violation of the Due Process Clause. Count II alleges these provisions discriminate based on sexual orientation in violation of the Equal Protection Clause. Finally, Count III alleges these provisions discriminate based on gender in violation of the Equal Protection Clause.
The Court first considers the State's Motion for Judgment on the Pleadings. The State contends the Supreme Court and the Eighth Circuit Court of Appeals have both ruled that provisions limiting marriage to members of opposite genders are constitutional. This Court is bound by decisions of the Supreme Court and the Eighth Circuit, so if the State is correct the Court would be obligated to rule in the State's favor. However, the Court disagrees with the State's interpretation of precedent.
The State finds support in two prior Supreme Court decisions. The first is United States v. Windsor—which, interestingly, Plaintiffs also cite as support. The Court disagrees with both sides and concludes Windsor does not aid either of them. The Court will discuss Windsor once now and explain why it is inapplicable to the issues at hand to avoid the need to discuss the matter twice.
The State is correct when it describes Windsor as discussing the states' historic role in regulating marriage. ___ U.S. ___, 133 S.Ct. 2675, 2689-91, 186 L.Ed.2d 808 (2013). However, the Supreme Court did so only to demonstrate the curiosity of the federal government's endeavor to regulate the matter through passage of the Defense of Marriage Act ("DOMA"). As the majority explained, "[i]n order to assess the validity of [DOMA's] intervention, it is necessary to discuss the extent of the state power and authority over marriage as a matter of history and tradition." Id. at 2691. Given this historical state prerogative and responsibility, the Court found DOMA's "unusual" attempt to draw distinctions between various types of valid marriages violated the Fifth Amendment. Id. at 2681, 2693.
Critically for present purposes, Windsor did not purport to establish what kinds of marriages states are obligated to regard as proper; it simply accepted the existence of a marriage deemed lawful by the State of New York and held the federal government could not deem that marriage a nullity.
133 S.Ct. at 2695-96 (emphasis supplied). The very next sentence cautions against interpreting the opinion as imposing requirements on the states when it declares "[t]his opinion and its holding are confined to those lawful marriages." Id. at 2696.
The State is wrong when it contends Windsor holds that state statutes forbidding same-sex marriage are constitutional. Plaintiffs are wrong when they contend Windsor holds states are constitutionally required to allow same-sex marriages. Thus, both parties are incorrect when they contend Windsor dictates a favorable out-come for their positions.
The second Supreme Court decision arises from Baker v. Nelson, a 1971 decision of the Minnesota Supreme Court. In Baker, the plaintiffs contended Minnesota's statutes did not require couples wishing to marry be of opposite genders. Alternatively, they argued that if the statutes were interpreted to preclude same-sex marriage, the statutes violated the United States Constitution. The Minnesota Supreme Court first interpreted its statutes to require that marriage be between a man and a woman. The court then addressed the constitutional arguments and held that such an interpretation did not unconstitutionally deny the plaintiffs the fundamental right to marry, deprive the plaintiffs of liberty or property without due process, or violate the plaintiffs' Equal Protection rights. 291 Minn. 310, 191 N.W.2d 185 (1971).
At that time, Supreme Court review of constitutional challenges was different than it is today. Now, of course, the Supreme Court has discretion to grant certiorari to review such decisions. However, in 1971, 28 U.S.C. § 1257 permitted an appeal as of right to the Supreme Court from the final decision of a state court "where is drawn in question the validity of a statute of any state on the ground of its being repugnant to the Constitution...." This does not mean the Supreme Court issued rulings in every such appeal; frequently, it disposed of the case summarily. This is what the Court did in Baker: in a one-sentence order, the Court ruled "[t]he appeal is dismissed for want of a substantial federal question." Baker v. Nelson, 409 U.S. 810, 93 S.Ct. 37, 34 L.Ed.2d 65 (1972). The State argues the Supreme Court's decision is a substantive and binding determination that there is no constitutional concern—much less an impingement of a constitutional right—when a state forbids same-sex marriage.
A summary disposition by the Supreme Court is a decision on the merits and has precedential value. E.g., Hicks v. Miranda, 422 U.S. 332, 344-45, 95 S.Ct. 2281,
The Court concludes doctrinal developments indicate the Supreme Court's summary ruling is not reliable or binding. Since its summary disposition in Baker, the Supreme Court has issued additional decisions discussing the right to marry. E.g., Turner v. Safley, 482 U.S. 78, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987); Zablocki v. Redhail, 434 U.S. 374, 98 S.Ct. 673, 54 L.Ed.2d 618 (1978). The Court has also issued decisions addressing laws that draw distinctions between homosexual and heterosexual conduct or homosexuals and heterosexuals as a class. E.g., Lawrence v. Texas, 539 U.S. 558, 123 S.Ct. 2472, 156 L.Ed.2d 508 (2003); Romer v. Evans, 517 U.S. 620, 116 S.Ct. 1620, 134 L.Ed.2d 855 (1996). As the Second Circuit observed in Windsor, "[w]hen Baker was decided in 1971, `intermediate scrutiny' was not yet in the Court's vernacular. Classifications based on illegitimacy and sex were not yet deemed quasi-suspect." Windsor v. United States, 699 F.3d 169, 179 (2d Cir.2012), aff'd, ___ U.S. ___, 133 S.Ct. 2675, 186 L.Ed.2d 808 (2014). Given that the Second Circuit concluded Baker was not binding, and that the Second Circuit was later affirmed in in Windsor, "[t]he Supreme Court's willingness to decide Windsor without mentioning Baker speaks volumes regarding whether Baker remains good law." Bostic v. Schaefer, 760 F.3d 352, 374 (4th Cir.2014), cert. denied, ___ U.S. ___, 135 S.Ct. 286, 190 L.Ed.2d 140, 2014 WL 3924685 (2014). The undersigned joins those courts that have similarly determined that doctrinal developments have superseded Baker and that Baker is not binding. E.g., Latta v. Otter, 771 F.3d 456, 466-68, 2014 WL 4977682 at *3 (9th Cir. 2014); Baskin v. Bogan, 766 F.3d 648, 659-60 (7th Cir.2014), cert. denied, ___ U.S. ___, 135 S.Ct. 316, 190 L.Ed.2d 142, 2014 WL 4425162 (2014); Bostic, 760 F.3d
The State also argues the Eighth Circuit conclusively rejected Plaintiff's claims in 2006 when it decided Citizens for Equal Protection v. Bruning. The Court disagrees because the issue in Bruning did not involve the constitutionality of a state's prohibition of same-sex marriages.
Bruning involved an amendment to the Nebraska Constitution that declared that only marriages between a man and woman would be recognized in that state and that same-sex marriages would not be recognized. While this makes it appear that Bruning involves the same issues as this case, this conclusion is false: the plaintiffs in Bruning attacked the constitutional amendment by arguing that it deprived them of access to the political process. The Eighth Circuit characterized the plaintiffs' claims as follows:
Bruning, 455 F.3d 859, 865 (8th Cir.2006) (quotations omitted; emphasis supplied). The plaintiffs did not assert a right to same-sax marriage, so nothing in Bruning directly disposes of whether such a right exists.
In rejecting the plaintiffs' challenges, the Eighth Circuit first observed that many constitutional provisions impair the ability to participate in the political process, but such impairments are not automatically unconstitutional. Id. at 865-66 & n. 2. The plaintiffs in Bruning argued for a higher degree of scrutiny because homosexuals are a suspect classification, but the Eighth Circuit rejected this argument. Id. at 866-67. As the Eighth Circuit explained, "[i]f sexual orientation, like race, were a `suspect classification' for purposes of the Equal Protection Clause, then [the plaintiffs'] focus on the political burden erected by a constitutional amendment would find support" in several Supreme Court cases. Id. at 866. The Eighth Circuit then applied rational basis review and upheld the amendment to the Nebraska Constitution. Id. at 867-68.
Critically for present purposes, the Bruning plaintiffs did not argue the classification created by the amendment impaired a fundamental right—so the Eighth Circuit's ruling cannot be construed as passing on this issue. Similarly, the Bruning plaintiffs did not argue the amendment drew distinctions based on gender—so once again, the Eighth Circuit's ruling cannot be construed as passing on this issue. Indeed, Bruning makes no mention of these arguments—which is unsurprising, given that the plaintiffs were not even seeking to vindicate their right to marry. Bruning does not control because it does not address the claims raised in this case.
However, there is one aspect of Bruning that relates to the issues in this case. As noted above, Bruning holds that sexual orientation is not a suspect class and that classifications based on sexual orientation are not subject to heightened review of any kind. This directly impacts Count II, and requires the Court to uphold section 451.022 and Article I, section 33 if they are rationally related to a legitimate governmental interest, keeping in mind
But to reiterate — Bruning did not consider whether laws prohibiting same-sex marriage would pass intermediate or strict scrutiny. More importantly, Bruning did not consider — because it was not asked to consider — whether there is a constitutional right to same-sex marriage, either because laws forbidding it burden a fundamental right or draw impermissible distinctions based on gender. Therefore, Bruning does not control with respect to Count I or Count III.
Plaintiffs seek summary judgment on each of the three counts they have advanced. The Court already has granted Defendant judgment on the pleadings with respect to Count II, and further discussion of that count is unnecessary. Plaintiffs' motion is denied to that extent, but it is granted with respect to Counts I and III.
As a general matter, the State emphasizes its prerogative to regulate marriage. The extent of this power will be discussed in greater detail below. However, while many cases have confirmed the states' power to regulate marriage, this power is not a talisman that automatically wards off all constitutional challenges. Numerous cases confirm that the states' power in this arena — like the states' power in all arenas — is subject to constraints imposed by the Constitution. Thus, it is no answer to the issues at hand to observe merely that the State has the power to impose regulations on the institution of marriage; the question is whether the regulations at issue comport with the Constitution.
In 1967, the Supreme Court considered "a constitutional question never addressed by this Court: whether a statutory scheme ... to prevent marriages between persons solely on the basis of racial classifications violates the Equal Protection and Due Process Clauses of the Fourteenth Amendment." Loving v. Virginia, 388 U.S. 1, 2, 87 S.Ct. 1817, 18 L.Ed.2d 1010 (1967). The Court concluded the statute violated both clauses. With respect to the Due Process Clause, the Court wrote: "These statutes also deprive the Lovings of liberty without due process of law in violation of the Due Process Clause of the Fourteenth Amendment. The freedom to marry has long been recognized as one of the vital personal rights essential to the orderly pursuit of happiness by free men." 388 U.S. at 12, 87 S.Ct. 1817. The Court concluded this "fundamental freedom" could not be denied based on racial classifications. Despite this apparent merging of the Due Process and Equal Protection analyses, the Court has since adhered to the view that marriage is a fundamental right entitled to protection under the Due Process Clause. "Although Loving arose in the context of racial discrimination, prior and subsequent decisions of [the Supreme] Court confirm that the right to marry is of fundamental importance for all individuals." Zablocki v. Redhail, 434 U.S. 374, 384, 98 S.Ct. 673, 54 L.Ed.2d 618 (1978); see also Turner v. Safley, 482 U.S. 78, 94-95, 107 S.Ct. 2254, 96 L.Ed.2d 64 (1987) (noting the petitioners "concede[d] that the decision to marry is a fundamental right" under Supreme Court precedent).
The existence of a Due Process right to marry — separate and apart from any
The difficulty is that the Court has not clearly enunciated the Due Process contours of the right to marry. Indeed, it has refrained from doing so. The Zablocki Court admitted as much when it held that the right to marry — unlike other rights regarded as "fundamental" — is susceptible to significant state regulation. "By reaffirming the fundamental character of the right to marry, we do not mean to suggest that every state regulation which relates in any way to the incidents of or prerequisites for marriage must be subjected to rigorous scrutiny. To the contrary, reasonable regulations that do not significantly interfere with decisions to enter into the marital relationship may legitimately be imposed." Id. at 386, 98 S.Ct. 673 (emphasis supplied). The difficulty then becomes: what kinds of regulations "may legitimately be imposed" and what kinds "must be subjected to rigorous scrutiny?"
Regulations related to the effects or consequences of the marital state are not subject to exacting scrutiny. For instance, in Califano v. Jobst, 434 U.S. 47, 98 S.Ct. 95, 54 L.Ed.2d 228 (1977), the Supreme Court upheld a provision terminating Social Security benefits for a disabled dependent child upon the child's marriage. Anti-nepotism policies that preclude the hiring of a husband and a wife are constitutional. E.g., Parsons v. Del Norte County, 728 F.2d 1234 (9th Cir.1984). The critical difference between these provisions and the one at issue in Zablocki is that the latter "interfere[d] directly and substantially with the right to marry," Zablocki, 434 U.S. at 387, 98 S.Ct. 673, while the first two regulations do not restrict a person's decision to marry or who that person marries.
It also appears accepted that the State may restrict (or even prohibit) marriage for reasons related to public health or to insure the participants are of an appropriate age to consent to a marital relationship. In concurring with the majority in Zablocki, Justice Stewart opined that a state could absolutely forbid marriage in
The question then becomes: what is the State's justification for requiring those who are to be married to be of opposite genders? Such a restriction is not a mere consequence of being married: it is a prohibition on marriage, and thus cannot be supported by cases like Califano and Parsons. The State does not suggest the prohibition is designed to promote public health or insure the consent or maturity of the participants, and any such suggestion would be unavailing in any event. These provisions flatly prohibit consenting adults from getting married for reasons unrelated to health or any other reason espoused in Justice Stewart's concurrence. This is the type of restriction condemned by Zablocki because it significantly interferes with decisions to enter into the marital relationship. The prohibition must be examined with strict scrutiny, and viewed in that light the restriction fails to satisfy the Due Process Clause's dictates.
The State suggests the restriction is rationally related to its interest in promoting consistency, uniformity and predictability.
The Court is left, then, with no real reason for the State's decision to dictate
The restriction on same-sex marriage is a classification based on gender. The State's "permission to marry" depends on the gender of the would-be participants. The State would permit Jack and Jill to be married but not Jack and John. Why? Because in the latter example, the person Jack wishes to marry is male. The State's permission to marry depends on the genders of the participants, so the restriction is a gender-based classification.
Restrictions based on gender are subject to intermediate scrutiny. The State bears the burden of demonstrating that the classification serves important governmental objectives and that the use of a gender-based classification is substantially related to the achievement of that objective. E.g., United States v. Virginia, 518 U.S. 515, 532-33, 116 S.Ct. 2264, 135 L.Ed.2d 735 (1996). The State has not carried its burden. Its sole justification for the restriction is the need to create rules that are predictable, consistent, and can be uniformly applied. Assuming this is a valid justification for a restriction, there is no suggestion as to why the gender-based classification is substantially related to that objective. A rule that ignores gender would be just as related to that objective and be just as easy to apply (and arguably would impose less of a burden on the Recorders of Deeds because they would not have to conduct any gender-based inquiry whatsoever). Regardless, administrative convenience is not a valid reason to differentiate between men and women.
In anticipation of winning on one or more counts on summary judgment, Plaintiffs filed a separate Motion for Permanent Injunction. The motion seeks an injunction prohibiting the "State of Missouri, including its political subdivisions, their officers, agents, servants, employees, attorneys, and all persons acting in concert with them, or in connection with them, from enforcing § 451.022 RSMo; Mo. Const. art. I, § 33; and any other provision of Missouri or statutory or common law barring same sex couples from marrying." Suggestions in Support (Doc. # 29) at 2. The problem is: the only defendant in this case is Robert T. Kelly in his official capacity as Director of the Jackson County Department of Recorder of Deeds. Plaintiffs offer no binding authority explaining why a broader injunction is permissible, and the Court concludes it cannot enjoin people
In reaching its decision in this case the Court has necessarily declared the State's prohibition on same-sex marriages violates the Constitution. However, the only other relief that can spring from that declaration is an injunction prohibiting the sole Defendant — Kelly, acting in his official capacity — from enforcing the prohibition. In this regard, the Court agrees that Plaintiffs will suffer irreparable harm from being deprived of the opportunity to marry. The balance of hardships and the public interest favor enjoining Defendant Kelly because this is the only way to vindicate Plaintiffs' constitutional rights. There is no hardship in requiring that public officials adhere to the Constitution, and the public interest is always served when the Constitution is obeyed.
The Court does not take lightly a request to declare that a state law is unconstitutional. Statutes are passed by the duly elected representatives of the people. Article I, section 33 constitutes the direct expression of the people's will. It is not on a whim that the Court supplants the will of the voters or the decisions of the legislature.
But it should not be forgotten that the Constitution is also an expression of the people's will. Indeed, it is the paramount expression of the people's will; it cannot easily be cast aside or circumvented by a vote of the citizens of a single state. Just as Missouri citizens cannot abridge the First Amendment by amending the Missouri Constitution, they cannot abridge the Fourteenth Amendment in that manner. As Alexander Hamilton explained in describing the Constitution's preeminent place in the rule of law:
The Federalist No. 78 (Alexander Hamilton). Later, Hamilton described the importance of the judiciary's role in insuring the Constitution's role as the preeminent law of the Nation, stating the judiciary's role includes:
Id.
It is the Court's view that the provisions of this statute and this section of the Missouri Constitution contravene the United States Constitution. Having reached that conclusion, it is the Court's obligation to give effect and force to the United States Constitution.
For these reasons, the Court
The effects of the judgment will be stayed until the judgment is final.
IT IS SO ORDERED.
Decades later, McConnell sought an income tax refund, contending he and Baker were lawfully married and thus entitled to file as a married couple. The district court denied McConnell's claim and the Eighth Circuit affirmed in an unpublished opinion. The Court of Appeals again referenced Baker, observing that "[t]he United States Supreme Court upheld that decision on appeal by dismissing the appeal for want of a substantial federal question" and citing Hicks for the proposition that "dismissal of appeal for want of substantial federal question constitutes adjudication of merits which is binding on lower federal courts." McConnell v. United States, 188 Fed.Appx. 540, 542 (8th Cir.2006) (per curiam) (unpublished) (hereafter "McConnell II"). However, the Eighth Circuit's opinion does not describe any constitutional issues raised in the case. Neither does the district court's opinion that formed the basis of the appeal. McConnell v. United States, 2005 WL 19458 (D.Minn.2005). The Court has examined the Appellant's Brief, and it similarly does not specify the nature of any constitutional attack on Minnesota's prohibition on same-sex marriage. To the contrary: McConnell argued that he was not seeking a right to become married because he and Baker were already married: he theorized that because the couple had obtained a marriage license and participated in a ceremony, the subsequent "revocation" of that marriage constituted a violation of their Due Process rights. Appellant's Brief at 25-26. This is the only time the Constitution is mentioned in connection with the issue of marriage. The Court concludes McConnell II does not require the Court to apply Baker for two reasons. First, McConnell II is an unpublished disposition, and unpublished opinions are binding in limited circumstances, none of which appear present in this situation. Second, the plaintiffs in McConnell II asserted a completely different claim and did not raise the constitutional issues raised in this case. Thus, to whatever extent McConnell II dictates that Baker is still binding, it cannot be understood as confirming Baker applies to the claims at issue here.